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SEC Filings

SC 13G/A
SOFINNOVA CAPITAL VII FCPR filed this Form SC 13G/A on 10/05/2018
Entire Document
 
CUSIP NO. H5861P103Page 10 of 11 Pages

 

Item 4. Ownership

 

(a)Amount beneficially owned: See Row 9 of the cover page for each of the Filing Persons. Each Filing Person disclaims beneficial ownership with respect to these shares except to the extent of such Filing Person’s pecuniary interest therein.

 

(b)Percent of class: See Row 10 of the cover page for each of the Filing Persons.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: See Row 5 of the cover page for each of the Filing Persons.
(ii)Shared power to vote or to direct the vote. See Row 6 of the cover page for each of the Filing Persons.
(iii)Sole power to dispose or to direct the disposition of: See Row 7 of the cover page for each of the Filing Persons.
(iv)Shared power to dispose or to direct the disposition of: See Row 8 of the cover page for each of the Filing Persons.

 

Item 5.Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

 

Not applicable.

 

Item 6.Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.Notice of Dissolution of Group

 

Not applicable.

 

Item 10.Certifications.

 

Not Applicable.