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SEC Filings

SC 13G/A
SOFINNOVA CAPITAL VII FCPR filed this Form SC 13G/A on 10/05/2018
Entire Document
 
CUSIP NO. H5861P103Page 3 of 11 Pages

 

1

NAMES OF REPORTING PERSONS

 

Sofinnova Partners SAS (“SP SAS”)

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)  ¨

(b)  x

 

3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

France

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

 

 

5

SOLE VOTING POWER

 

3,282,948 shares, except that SC VII, the holder of these shares, may be deemed to have sole or shared power to vote these shares, and Lucquin, Papiernik, Richter, Saulnier and Seghezzi, the managing partners of SP SAS, may be deemed to have shared power to dispose of these shares.

 

6

SHARED VOTING POWER

 

See row 5.

 

7

SOLE DISPOSITIVE POWER

 

3,282,948 shares, except that SC VII, the holder of these shares, may be deemed to have sole or shared power to dispose of these shares, and Lucquin, Papiernik, Richter, Saulnier and Seghezzi, the managing partners of SP SAS, may be deemed to have shared power to dispose of these shares. 

 

8

SHARED DISPOSITIVE POWER

 

See row 7.

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,282,948 shares

 

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) ¨

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.7%

 

12

TYPE OF REPORTING PERSON (See Instructions)

  

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