Print Page      Close Window     

Investors

SEC Filings

SC 13G/A
SOFINNOVA CAPITAL VII FCPR filed this Form SC 13G/A on 10/05/2018
Entire Document
 
CUSIP NO. H5861P103Page 4 of 11 Pages

 

1

NAMES OF REPORTING PERSONS

 

Denis Lucquin (“Lucquin”)

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

 

(a)  ¨

(b)  x

 

3

SEC USE ONLY

 

  

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

French Citizen

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5

SOLE VOTING POWER

 

0 Shares.

 

6

SHARED VOTING POWER

 

3,282,948 shares that are owned by SC VII. Lucquin may be deemed to have shared power to vote these shares in his capacity as a managing partner of SP SAS, the management company of SC VII.

  

7

SOLE DISPOSITIVE POWER

 

0 shares.

 

8

SHARED DISPOSITIVE POWER

 

3,282,948 shares that are owned by SC VII. Lucquin may be deemed to have shared power to dispose of these shares in his capacity as a managing partner of SP SAS, the management company of SC VII. 

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,282,948 shares

 

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) ¨

 

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.7%

 

12

TYPE OF REPORTING PERSON (See Instructions)

  

IN